Compliance Officer (Junior)

Posted Mon, 24 Jun 2019 23:35:03 GMT - 24 days ago
Whitecap Search Logo
Whitecap Search

Summary of Compliance Officer (Junior) job

Assist colleagues in the compliance, business, risk, technology, finance, legal and human resources to develop, implement and maintain Supervisory, Compliance and AML programs for our US broker-dealers. Bachelor’s Degree or Commensurate Experience. Assist in developing and performing surveillance reviews. Familiarity with computer programming languages, database administration, and network...

Whitecap Search company review
Strong leadership and a great group of people Everyone works very closely so you have a lot of opportunity to learn and collaborate Partners are extremely knowledgeable with a lot of experience and really take the time to develop and teach employees
Not necessarily a con be prepared for lot of accountability can t fly under the radar and do the minimum
Culture And Values:

4.0
Senior Leadership:

4.0
Compensation And Benefits:

4.0
Career Opportunities:

4.0
WorkLife Balance:

3.8
Sharing:

74% recommended Whitecap Search company to a friend
Overall Rating:

4.2 based on 5 reviews
Company review
See all company review
See other similar job in Compliance Officer (Junior)
See all job at Whitecap Search
Share job to friend or email:

By clicking the quick apply button above you will be redirected to Indeed.com, you are agreeing to the NY JOB ZONE Terms of Use.

Whitecap Search location
*coordinates maybe inaccurate