Compliance Officer (Junior)

Posted Mon, 24 Jun 2019 23:35:03 GMT - 24 days ago
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Summary of Compliance Officer (Junior) job

Assist colleagues in the compliance, business, risk, technology, finance, legal and human resources to develop, implement and maintain Supervisory, Compliance and AML programs for our US broker-dealers. Bachelor’s Degree or Commensurate Experience. Assist in developing and performing surveillance reviews. Familiarity with computer programming languages, database administration, and network...

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Strong leadership and a great group of people Everyone works very closely so you have a lot of opportunity to learn and collaborate Partners are extremely knowledgeable with a lot of experience and really take the time to develop and teach employees
Not necessarily a con be prepared for lot of accountability can t fly under the radar and do the minimum
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4.2 based on 5 reviews
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